Elephants Don't Forget Blog | Business Performance, Compliance & Operational Insights. (2)

SMCR - Removing the Burden

Abstract With Conduct Rules being required to be known and understood by every employee in the firm...

Abstract Many readers will still be able to associate sitting in a particular lesson at school that...

Abstract As the ex-managing director of a c.4,500 employee workforce I quickly learned that whilst...

Abstract In an attempt to add some facts and some science into the mix, this paper, written by a...

I am inevitably interested in how firms in the FinServ sector will satisfy the Regulator that they...

It probably wouldn’t surprise many readers to learn that regulatory enforcement activity has fallen...

It may be a brand-new year and a new decade, but the same old problem remains for regulated firms...

In October’s Nelly webinar, Dr Roger Miles introduced us to the dangers of confirmation bias that...

In yesterdays’ 50 Shades of Bias webinar, I discussed with Behavioural expert Dr Roger Miles how...