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Working From Home Undoubtedly Creates Risk & Competency Challenges For Employers

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Women in Tech Employer Awards 2020

We’re shortlisted for a Women in Tech Employer Award! We are delighted to announce that we have...

Working From Home Governance – What Governance?

The goal of the FCA is to ensure honest and fair markets for individuals, businesses, and the...

Conduct Risk & Commission Payments – Are The Two Fundamentally Incompatible?

I am inevitably interested in how firms in the FinServ sector will satisfy the Regulator that they...

Global Compliance Enforcement During C-19

It probably wouldn’t surprise many readers to learn that regulatory enforcement activity has fallen...

Nelly Blog – Thinking Outside The Tick Box

It may be a brand-new year and a new decade, but the same old problem remains for regulated firms...

Vulnerable Customers: Are You Really Doing Enough?

In October’s Nelly webinar, Dr Roger Miles introduced us to the dangers of confirmation bias that...

Challenging And Removing The Bias In Your Firm

In yesterdays’ 50 Shades of Bias webinar, I discussed with Behavioural expert Dr Roger Miles how...

Training For Competitive Advantage

Those of you who have read other blog postings and articles I have authored will probably know my...

Using Technology To Improve Compliance

I read an interesting article on FT Advisor recently that socialised the idea that technology could...

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